Legal & Compliance

This statement summarizes the policies and procedures Fortress Private Ledger, LLC ("The Company") has established to protect the privacy and security of the personal information you entrust to us.

Fortress Private Ledger, LLC has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business.

This brochure provides information about the qualifications and business practices of Fortress Private Ledger, LLC.

Customer Relationship Summary - Helping you make an informed decision.

This guide summarizes important information concerning the scope and terms of the brokerage services offered by Fortress Private Ledger, LLC (“FPL”).

Fortress Private Ledger, LLC’s SIPC Disclosure.

Fortress Private Ledger, LLC’s Investor Education and Protection Disclosure.

Fortress Private Ledger, LLC’s MSRB Customer Education and Protection Disclosure.

SEC Rule 606 requires all broker-dealers that route orders in equity and option securities to make available quarterly reports that present an overview of their order routing practices.

Rule 606 promulgated under the Securities Exchange Act of 1934 require that certain brokerdealers and other market participants disclose their order execution and routing practices.