Order Disclosure

Dear Customer,

Rule 606 promulgated under the Securities Exchange Act of 1934 require that certain broker-dealers and other market participants, including Fortress Private Ledger, LLC, disclose their order execution and routing practices so that investors are able to make informed decisions about the firms with which they do business. Rule 606 requires that we publicly disclose our order routing practices. Below is a brief description of 606 and the procedures implemented by Fortress Private Ledger, LLC for complying with the rules.

Disclosure of Order Routing Information Under Rule 606

Fortress Private Ledger, LLC adopts the clearing firm’s Rule 606(a) reports by reference. These reports, referenced here, are intended to facilitate your understanding of our order routing practices, including any potential conflicts of interest that may influence such practices. The reports are divided into four sections with respect to four different types of covered securities: (1)equity securities listed on the New York Stock Exchange; (2) equity securities qualified for inclusion in The Nasdaq Stock Market; (3) equity securities listed on the American Stock Exchange or any other national securities exchange; and (4) National Market System Securities that are options

Fortress Private Ledger, LLC routes all orders through a single executing broker: Interactive Broker LLC. Currently, we do not have an arrangement for payment for order flow or profit sharing with Interactive Brokers LLC.

Customer Inquiries Under Rule 606

Rule 606 also requires that we disclose to you, upon request, the identity of the venue to which your order was routed for execution in the six months preceding your request. You are also entitled to know the time of any transaction resulting from the order. If you would like to know the venue to which your order was routed for execution, or the time of execution of your order, please contact Joseph Grabar at 919-322-2761 who will be pleased to provide you with the information.